This material has been produced by OneShare Investments, LLC for its clients. This material is for informational purposes only and should not be construed as an offer or solicitation to sell or buy any securities. The information and opinions that are contained by this website have been compiled or arrived at by OneShare Investments from sources that are believed to be reliable and in good faith. Although the information contained herein has been obtained from sources OneShare Investments believes to be reliable, its accuracy and completeness is not expressively or implicitily guaranteed by this representation. For all opinions contained by these web pages constitute judgment at the publish date of the OneShare Investments website and are subject to change without notice. This material is published for the assistance of recipients, but is not to be relied upon as authoritative and is not to be substituted for the exercise of one's own judgement. Additional information about OneShare Investments is available upon request. OneShare Investments accepts no liability whatsoever for any direct of consequential losses arising from any use of this website.
1 State tax laws and treatment may vary. Earnings on non-qualified distributions will be subject to income tax and a 10% federal penalty tax.
2 529 plans are not FDIC insured, and are not state guaranteed. You could lose money by investing in these plans.
Please consult with your financial, tax or other adviser about how these state benefits, if any, may apply to your specific circumstances. You may also contact your state 529 plan or any other 529 college savings plan to learn more about their features. Please contact your financial consultant or call 1-800-770-8057 to obtain a Plan Disclosure Document or prospectus for any of the underlying funds. The Plan Disclosure Document contains complete details on investment objectives, risks, fees, commissions, charges and expenses, as well as more information about municipal fund securities and the underlying investment companies that should be considered before investing. Please read the Plan Disclosure Document carefully prior to investing.
Business Continuity Plan Disclosure: OneShare Investments, LLC has developed a Business Continuity Plan which includes policies and procedures designed to meet our obligations to our customers in the event of an emergency or significant business disruption.
Our Business Continuity Plan – We plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm’s books and records, and allowing our customers to transact business. Our business continuity plan addresses: data backup and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers, employees, and regulators; alternate physical location of employees; critical supplier, contractor, bank and counter-party impact; regulatory reporting; and assuring our customers prompt access to their funds and securities if we are unable to continue our business.
Varying Disruptions – Significant business disruptions can vary in their scope, such as only our firm, a single building housing our firm, the business district where our firm is located, the city where we are located, or the whole region or state. In a disruption to only our firm or a building housing our firm, we will transfer our operations to a local site when needed and expect to recover and resume business within 24 hours. In a disruption affecting our business district, city, or region, we will transfer our operations to a site outside of the affected area, and resume business within 72 hours. We plan to continue business and notify you through our web site www.OneShareInvestments.com on how to contact us.
Our Business Continuity Plan is subject to change. For an updated summary, submit a written request to: OneShare Investments, 3450 Third Street #1D, 3rd Floor, San Francisco, CA 94124, or call 800-770-8057.